COMPLIANCE AND OPERATIONAL DUE DILIGENCE SERVICES
A one-stop solution for risk and compliance management
The avoidance of loss due to operational failures
MFEX's Operational Due Diligence (ODD) service focuses on understanding an asset manager’s organisation and internal operations in order to protect investors from losses due to operational failures. Using MFEX's ODD service allows you to properly manage your counter-party and reputational risk.
We have 10 years experience in Operational Due Diligence (ODD) services, which provide investors with a better understanding of the asset managers' operational environment. Based on industry best practices, we offer a third party analysis based on 5 key pillars:
Our coverage of over 100 fund companies allows distributors and institutional investors to have a deep understanding of their counterparties' risks.
The Need for Operational Due Diligence Services
Investors believe that their capital will be subjected
to loss or gain primarily due to market and
Most fund managers’ failures have been linked
to non-investment related factors
We provide a concise Operational Due Diligence (ODD)
report with one final opinion on whether or not an asset manager follows correct operational due diligence processes
Compliance With The Global Fund Watch
The Global Fund Watch enables companies to fulfil their KYC and AML obligations in a simple, fast and secure way.
The Global Fund Watch is a fully-owned subsidiary of MFEX.
1350 financial players
centralise their KYC
information & documents
Instantaneous digital access
between asset managers
and fund distributors
Highest security standards
and credentials for a reliable
Efficient follow-up thanks
to automatic alerts, reminders
New counterparties per day
The Global Fund Watch is a platform based on a reliable technology, with more than 1350 management companies and distributors interacting daily to satisfy Due Diligence requirements.
The Global Fund Watch has a single interface, allowing compliance teams to collect, back-up, centralise and archive all required documents, exchanges and comments related to KYC, AML, MIFID, etc., in a few clicks.
They also allow access to counterparts who need to perform Due Diligences on their companies.
Enjoy the benefits of our regulatory services
Inform yourself about counterparties' due diligence in order to protect yourself against losses due to operational failures
Increase the amount of time and resources you have at your disposal through the digitalisation of your processes
Benefit from our technological solutions which allow you to enjoy large network effects and a more efficient service
Do you require more information?
If you would like to find out more about our compliance and operational due diligence services solutions service, or any other services that we offer, please get in touch with us: