Legal Notice: MFEX AB

MFEX Group (“MFEX”) Legal Notice

Registration details

MFEX Mutual Funds Exchange AB (“MFEX”) is a limited company with capital of 168 729,54 EUR, whose registered address is Box 5378, 102 49 Stockholm and visiting address Klarabergsviadukten 64, 111 64 Stockholm and is registered with the Swedish Companies Registration Office (“Bolagsverket”) under number 556559-0634.

MFEX Mutual Funds Exchange AB is an Investment Firm supervised by the Swedish Financial Supervisory Authority (“Finansinspektionen”), under identification number 0351640.

MFEX Mutual Funds Exchange AB is authorized to conducted following activities:

To carry out securities operations in accordance with Chapter 2 Section 1 items 1 and 2 of the Securities Markets Act (SFS 2007:528) The mentioned securities operations consist of:

1. Reception and transmission of orders in relation to one or more financial instruments,

2. Execution of orders on behalf of clients.

To conduct ancillary operations as a part of its business, in accordance with Chapter 2 Section 2 items 1 and 4 of the Securities Markets Act. The ancillary operations consist of:

1. Safekeeping and administration of financial instruments for the account of clients, including custodianship and related services such as cash/collateral management,

2. Foreign exchange services where these are connected to the provision of the investment services.

To carry out other ancillary operations in accordance with Chapter 2 Section 3 of the aforementioned Act.

Further information can be obtained from the Finansinspektionen website at www.fi.se.

Branches & Representative Offices

MFEX AB has a representative office in Milan (Italy) and Dublin (Ireland) as well as branches in Madrid (Spain) and Krakow (Poland) which are duly registered with the corresponding Companies Registration Offices.

Subsidiaries

MFEX Mutual Funds Exchange AB is the parent company (with 100% of the shares) of the following corporate entities:

i. MFEX France SA is authorized by the French Regulator - Autorité de Contrôle Prudentiel et de Resolution (“ACPR") - to provide investment advice and placing of financial instruments without a firm commitment basis;

ii. MFEX Suisse SA, providing local client relationship services;

iii. MFEX Luxembourg SA, providing intragroup services to the MFEX group;

iv. MFEX Singapore Pte Ltd, licensed by the Monetary Authority of Singapore to provide custodial services and dealing in securities;

v. MFEX Malaysia Sdn Bhd, providing back-office services to the MFEX group;

vi. MFEX Hong Kong Ltd, and entity authorized by the Securities and Futures Commission to carry out Type 1 regulated activity of dealing in securities under the Hong Kong legislation;

vii. Global Fund Watch GFW AB, a digital due diligence platform and providing business-oriented compliance solution under the brand name Euroclear GlobalWatch.

Complaints

If you wish to submit a complaint or claim in relation to the services provided by any of MFEX entity, you may contact: complaints@mfex.com.

Information for US persons

The information on this website is not directed at and is not intended for persons, whatever their citizenship, who currently are in the territory of the United States, nor is it intended for U.S. residents, partnerships or corporations organized or incorporated under U.S. law or other U.S. persons (as defined in Regulation S under the US Securities Act of 1933 (17 CFR § 230.902(k)), as amended), and shall not be deemed an offer to provide or sell, or the solicitation of an offer to acquire or purchase products or services in the territory of the United States or to such persons, residents, partnerships or corporations. No such persons, residents, partnerships or corporations may acquire or purchase products or services by means of this web site, and no offers to acquire or purchase products or services made by such persons, residents, partnerships or corporations by means of this website will be acknowledged or accepted.

Purpose of this website

This website is for information only, it is not intended to offer advice of any kind and is not to be taken as in any way of offering to sell any product, financial instrument or provide any service offered by MFEX. If financial or other professional advice is required, services of a competent professional should be sought.

  • The content made available on this website:

  • is for information purposes only;

  • does not replace any content we send you in connection with the use of MFEX services;

  • is not an offer to enter into a contract with you;

  • does not replace or form part of a contract we may have with you unless we say so in our contract

Reserved rights

All content contained within this website is protected by intellectual property and /or other proprietary rights. You shall acquire no rights, title or interest in the website or any of the content made available through the website unless we expressly grant this to you in a contract.

We reserve the right in our sole discretion to immediately block all automatic querying, scanning and/or copying of the content available on our website without prior notice to you.

Your use of this website may be monitored by us and the resulting information may be used by us for internal business purposes.

We make no warranty whatsoever to you, express or implied, regarding the security of the website, including with respect to the ability of unauthorized persons to intercept or access information transmitted by you through the website or any service on the website.

Use of our website

You are permitted to store, display, analyze, modify, reformat, and print the content made available to you from the website only for your own noncommercial use.

You are responsible for complying with the laws of the jurisdiction from which you are accessing this website. You agree that you will not access or use the content or the website in violation of such laws. Unless expressly stated otherwise herein, any information submitted by you through this website shall be deemed non-confidential and non-proprietary. You represent that you have the lawful right to submit such information and agree that you will not submit any information unless you are legally entitled to do so.

You undertake not to remove, delete or modify in any way whatsoever any proprietary markings, including but not limited to any trademark or copyright notice, visible on our website or on any documentation. Should you print, copy, replicate any content from our website on any medium, you agree to incorporate or reproduce such proprietary markings on any other authorized copy.

Limitation of Liability

The information contained on this website is not contractual. Consequently, MFEX disclaims any liability for the content of these pages and their use, which can be by anyone. However, MFEX agrees, when a fault is reported, to implement procedures for the purpose of rectifying it.

We exclude to the fullest extent permitted by law all conditions, guarantees, warranties and/or representations of any kind with regard to the use of our content and website, including, but not limited to, any implied conditions or warranties, any non-infringement of third-party rights, freedom from viruses or other harmful code, or fitness for a particular purpose. In no event will MFEX be liable to you for any direct, indirect, incidental, special, exemplary, consequential losses, and/ or other damages (including, but not limited to, lost profits, business interruption, loss of programs or data) without regard to the form of action and whether in contract, tort, negligence, strict liability, or otherwise, arising out of or in connection with this website or any other content accessed through this website or any site service linked to, or any copying, displaying, or use thereof.

Neither MFEX nor any of its affiliated companies, directors, managers or employees will be responsible for loss or damage that may result from the interception by a third party of the information that is provided on the site, a breakdown or an interruption on the site, error, omission, deletion, fault, operating or transmission delay, computer virus, alteration or use of recorded data, even if the circumstances that result from this event come under the control of MFEX or a supplier offering its services or software assistance.

The contents of this website are provided on an "as is" basis without warranties of any kind.

To the fullest extent permitted by law, MFEX nor its information providers does not warrant and hereby disclaims any warranty:

  • as to the accuracy, correctness, reliability, currentness, timeliness, completeness, non-infringement, title, merchantability or fitness for any particular purpose of the contents of this website;

  • that the contents available through this website or any functions associated therewith will be uninterrupted or error-free, or that defects will be corrected or that this website and the server is and will be free of all viruses and/or other harmful elements.

This website may contain statements and statistics that have been obtained from sources believed to be reliable but are not guaranteed as to accuracy or completeness.

Performance Disclaimer

Investment in financial markets or in UCITS (undertakings for collective investments in transferable securities) may present certain risks. Thus, the value of a fund reflects the value of the securities and held assets and is subject to changes in stock market prices. Any investment can therefore generate losses. The past performance of a fund or investment strategy is not a reliable indicator of future performance.

Applicable law

This site and its content are governed by Swedish law and subject to Swedish legislation. Any dispute resulting from or relating to it will be subject to the exclusive jurisdiction of the Sweden courts.

Last updated: Wednesday, 20th March 2024